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FINRA Awards for Walter L. Baumgardner

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0230801/15/2009Claimant(s): Suzette Roth
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Harold Magill, National Financial Services LLC, The Riderwood Group Incorporated
Respondent Lawyers(s): David M. Chromy, Michael G. Shannon, Neal Brickman
Arbitrator(s): Robert J. Scafuri, Walter L. Baumgardner, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$550,000

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