| 21-02535 | 08/30/2023 | Claimant(s): A. Link Partners.
Claimant Lawyers(s): Bruce D. Johnson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David Libowsky
Arbitrator(s): Howard L. Sobel, Norman Feit, Mitchell H Rubinstein
Hearing Site: New York, NY
|  | Expungement |
| 22-00379 | 06/30/2023 | Claimant(s): Vukich Family Trust U/A Dated 07/17/2003
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Hulley, Richard Sanders
Respondent Lawyers(s): Kelly L. Doyle
Arbitrator(s): Barbara M. Zak, Eric Gad Forster, Jack R. Goetz
Hearing Site: Los Angeles, CA
| | Expungement |
| 22-01292 | 04/05/2023 | Claimant(s): Estate of Robert G. Gard III
Claimant Lawyers(s): Randy Scott Erlewine
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline Karama
Arbitrator(s): Joseph Winter, Lisa Suzette Hart, Kathy Bazoian Phelps
Hearing Site: Los Angeles, CA
| | $456,310 |
| 21-00880 | 03/20/2023 | Claimant(s): Calvin Cross, Chareka Cross
Claimant Lawyers(s): Paul J. Pontrelli
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sonia Balfour-Fears
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Michael J. Ahlstrom, Gwendolyn C. Walker
Hearing Site: Atlanta, GA
| | Expungement |
| 20-04212 | 02/28/2023 | Claimant(s): Drew Shaw, Linda Shaw, Estate of Edna Shaw
Claimant Lawyers(s): Linda Shaw
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): George Forest Bingham, Mary S. Wyatte, Larry Cheskawich
Hearing Site: Philadelphia, PA
| | Expungement |
| 20-03717 | 08/19/2022 | Claimant(s): Greg Meyer
Claimant Lawyers(s): Noah Green
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Michael Harrison, Russell T. Doe, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Expungement |
| 20-03257 | 07/27/2022 | Claimant(s): Ashok Aiyappa, Varalakshmi Aiyappa
Claimant Lawyers(s): Ashok Aiyappa
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn B. Rockwood
Arbitrator(s): Mary E. Woytek, Karen L. Crump-Wilson, Jeffrey Axelrad
Hearing Site: Washington, DC
| | $0 |
| 20-03286 | 06/24/2022 | Claimant(s): Mario Posillico
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Thomas M. McHugh
Arbitrator(s): Will Murphy, Judith Jackson Chorlog, Isabelle Sherman
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-03025 | 05/24/2022 | Claimant(s): Allan Varah
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeff Goldman
Arbitrator(s): William Kent Brown, Arlene Simon Backman
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-00861 | 04/08/2022 | Claimant(s): George Lyles
Claimant Lawyers(s): George W. Lyles
Respondent(s): Jacob Mohr, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Peter Pound, Thomas M. McHugh
Arbitrator(s): Robert Rosen, David L. Moran, Adam Michael Porter
Hearing Site: Las Vegas, NV
| | Expungement |
