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FINRA Awards for Richard Sanders

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0037906/30/2023Claimant(s): Vukich Family Trust U/A Dated 07/17/2003
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Hulley, Richard Sanders
Respondent Lawyers(s): Kelly L. Doyle
Arbitrator(s): Barbara M. Zak, Eric Gad Forster, Jack R. Goetz
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
22-0237102/24/2023Claimant(s): Lewis Steward
Claimant Lawyers(s): Lewis Steward
Respondent(s): Richard Sanders
Respondent Lawyers(s): Eric A. Herzog
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
Checkmark Icon$300

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