| 14-02287 | 08/21/2015 | Claimant(s): Charles Prine, TTEE
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John G. Manley, Maria Aguilar Icaza, James L. Warren
Hearing Site: Jackson, MS
|  | $0 |
| 14-03667 | 08/11/2015 | Claimant(s): Joseph Horn
Claimant Lawyers(s): Joseph Horn
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $0 |
| 14-01083 | 05/21/2015 | Claimant(s): Ray Long, Sharon Long
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia, Kelli Hartsook
Arbitrator(s): Stuart D. Summers, Tim V. Young, William Peter Kealey
Hearing Site: Indianapolis, IN
| | Expungement |
| 12-03460 | 04/24/2014 | Claimant(s): Wilma C. Lilley Trust
Claimant Lawyers(s): Charles T. Riehl
Respondent(s): Lewis Lilley, Raymond James Financial Services., Timothy Herling, Creative Wealth Management
Respondent Lawyers(s): Kelli Hartsook, Patrick Dichiro, The Company President
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | Expungement |
| 12-02924 | 03/27/2014 | Claimant(s): Ruth Saldanha
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): Raymond James Financial Services., Todd Dudley
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Charles D. Underwood
Hearing Site: Charleston, WV
| | Expungement |
| 09-02880 | 03/21/2014 | Claimant(s): A. Tyslan, Gloria Tyslan, U/T/A Dated June 2, 1966, U/T/A Dated September 21, 1992
Claimant Lawyers(s): Stephen M. Ryan
Respondent(s): Raymond James Financial Services., Richard Bone, Harbor Financial Services, Viking Asset Management.
Respondent Lawyers(s): Kelli Hartsook, Steven E. Mellen, The Company President
Arbitrator(s): Barry Goldman, William C. Alsover, Ronald Marvin Rothstein
Hearing Site: Detroit, MI
| | $0 |
| 13-00131 | 11/27/2013 | Claimant(s): Carlos Moroz
Claimant Lawyers(s): Nicole Marlow-Jones
Respondent(s): Daryl Devillier, Raymond, James & Associates., Vincent Petrangelo
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Syracuse, NY
| | $39,803 |
| 13-00067 | 10/08/2013 | Claimant(s): Justin Maine
Claimant Lawyers(s): Justin S. Maine
Respondent(s): John Arrick, Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): James M. Tipton
Hearing Site: Dallas, TX
| | $0 |
| 12-02233 | 10/03/2013 | Claimant(s): John De Felice, Joseph De Felice
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Raymond, James & Associates., Michael Napolitano
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $0 |
