20-02099 | 02/23/2022 | Claimant(s): Kevin O'Neill Claimant Lawyers(s): Jason J. Kane Respondent(s): Mark Kolta Respondent Lawyers(s): Tosh Grebenik Arbitrator(s): Richard W. Vallario, Lori H. Carena, Gerald M. Levine Hearing Site: New York, NY
| | $0 |
18-04033 | 11/17/2021 | Claimant(s): Aron Tessler, Naomi Tessler, Tessler Associates LLC, Aron & Ritchel Zichron Kdoshim Loan Fund Claimant Lawyers(s): Seth Lipner Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Keely D. Parr, Paul C. Tang, Gerald M. Levine Hearing Site: New York, NY
| | $0 |
19-01410 | 03/12/2021 | Claimant(s): Sherrie Pellini TTee of Sherrie Pellini Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Michael Jaffe, Vaughn Norman Browne, Gerald M. Levine Hearing Site: New York, NY
| | $0 |
18-03984 | 12/04/2020 | Claimant(s): Larry Schmalz, Robin Schmalz Claimant Lawyers(s): Daniel D'Costa Respondent(s): David Spratt, Joseph Amato, Kujtim Lulani, Michael Castillero, Rocco Guidicipietro, Thomas Sullivan, Alexander Capital, L.P. Respondent Lawyers(s): Lawrence R. Gelber, Scott Holcomb Arbitrator(s): Royce Russell, Gerald M. Levine, Peter E. Gillespie Hearing Site: New York, NY
| | Settlement |
17-01550 | 08/28/2018 | Claimant(s): Kimberly Ambrosio, Luigi Ambrosio, Rose Marie Ambrosio Claimant Lawyers(s): David J. Sutton Respondent(s): Ladenburg Thalmann & Co. Inc., Ladenburg Thalmann Asset Management Respondent Lawyers(s): Michael D. Handelsman Arbitrator(s): Dan Brecher, Roy Lukins Rowsell, Gerald M. Levine Hearing Site: New York, NY
| | Expungement |
16-03304 | 02/27/2018 | Claimant(s): Erich Ledermann Claimant Lawyers(s): Erich Ledermann Respondent(s): Alexander Kibrik Respondent Lawyers(s): Alexander Kibrik Arbitrator(s): Betty Chen, Edmund Timothy Donovan, Gerald M. Levine Hearing Site: New York, NY
| | $419,080 |