| 13-01926 | 12/27/2013 | Claimant(s): Eniko Shaw, Joseph Shaw
Claimant Lawyers(s): Joseph Shaw
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ellen Holland Keller
Hearing Site: Cleveland, OH
|  | $0 |
| 13-01355 | 12/20/2013 | Claimant(s): Nadia Bacon f/k/a Nadi Youssef
Claimant Lawyers(s): Nadia Youssef
Respondent(s): Wells Fargo Advisors Financial Network, Fifth Third Securities.
Respondent Lawyers(s): Deirdre Wolff, Peter J. Stautberg
Arbitrator(s): Nancy J. Spieczny
Hearing Site: San Diego, CA
| | $3,524 |
| 12-01827 | 09/16/2013 | Claimant(s): John Lott
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Joyce F. Glucksman, Samuel C. Johnson, Laree Payne Kennedy
Hearing Site: Birmingham, AL
| | Expungement |
| 12-02817 | 07/02/2013 | Claimant(s): The Estate of Elvira C. Iasso
Claimant Lawyers(s): John Narccarelli
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert G. Geeseman
Hearing Site: Orlando, FL
| | $300 |
| 13-00099 | 06/28/2013 | Claimant(s): Sheila Schweky
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | $0 |
| 10-03527 | 05/15/2013 | Claimant(s): Lawrence Tanowitz
Claimant Lawyers(s): Neil Solomon
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Daniel I. MacIntyre, Sabrina Raquel Scott, Dimitri Angelo Dodys
Hearing Site: Atlanta, GA
| | Expungement |
| 11-04556 | 03/08/2013 | Claimant(s): Lori Strayn, Payton Ashleigh Strayn U/NV/UTMA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Wells Fargo Advisors, Fred Snyder, E*Trade Securities LLC, Robert Strayn
Respondent Lawyers(s): Deirdre Wolff, John Bersin, Robert Kevin Strayn
Arbitrator(s): Paul Lansing, Sherrill Wm Colvin, Robert David Epstein
Hearing Site: Indianapolis, IN
| | $118,217 |
| 12-01392 | 11/30/2012 | Claimant(s): David Chow
Claimant Lawyers(s): David Chow
Respondent(s): Wells Fargo Advisors, Llc
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | $0 |
| 11-02768 | 03/29/2012 | Claimant(s): Valerie F. Shipman, IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | $0 |
| 11-02811 | 02/13/2012 | Claimant(s): Jeff Herr
Claimant Lawyers(s): Robert M Riffle
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
| | $9,308 |
