Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-04772 | 11/17/2009 | Claimant(s): Herold Family Living Trust Claimant Lawyers(s): Cletus M. Herold Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Jack D. Elmquist, James P. O'Donnell, Alan B. Fender Hearing Site: Des Moines, IA |  | $47,691 |
| 09-01119 | 11/02/2009 | Claimant(s): John Buscema Claimant Lawyers(s): John Buscema Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Marc L. Ripp Hearing Site: Newark, NJ | | $0 |
| 09-02309 | 10/22/2009 | Claimant(s): Anthony R. Bonello Claimant Lawyers(s): Anthony R. Bonnello Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Elizabeth K. Norsworthy Hearing Site: Montpelier, VT | | $0 |
| 09-01982 | 10/20/2009 | Claimant(s): Priscila Martins Claimant Lawyers(s): Priscila Martins Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Guy K. Stewart Hearing Site: Orlando, FL | | $2,488 |
| 08-04616 | 10/20/2009 | Claimant(s): Ravindra Sheth Claimant Lawyers(s): Ravindra Sheth Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Chandler R Bridges, George S. Willingham, John D. Mattingly Hearing Site: Atlanta, GA | | $0 |
| 09-02281 | 10/15/2009 | Claimant(s): Fayed Fayed Claimant Lawyers(s): Fayed O. Fayed Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Robert A. Sauerberg Hearing Site: Ft. Lauderdale, FL | | $0 |
| 08-04489 | 08/04/2009 | Claimant(s): Enrico Cassara Claimant Lawyers(s): Enrico Cassara Respondent(s): E*Trade Clearing LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Fred S. Pieroni Hearing Site: Newark, NJ | | $38 |
| 08-04633 | 06/23/2009 | Claimant(s): Samir Lawrence Claimant Lawyers(s): Samir Lawrence Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA | | $0 |
| 08-04554 | 06/18/2009 | Claimant(s): Richard Liechty Claimant Lawyers(s): Richard C. Liechty Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Carl G. Mohr Hearing Site: Denver, CO | | $0 |
| 09-00171 | 06/16/2009 | Claimant(s): Nicholas Cochran Claimant Lawyers(s): Nicholas C. Cochran Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Mark R. Topper Hearing Site: San Francisco, CA | | $0 |