| 11-02100 | 12/30/2011 | Claimant(s): Kelly Martinsen
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Ilene Barbara Zatkin-Butler, Joseph F. Kelley, Robert M. Goldstein
Hearing Site: New York, NY
|  | Expungement |
| 10-01620 | 05/05/2011 | Claimant(s): Donald Eckrod
Claimant Lawyers(s): W. Scott Greco
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Peter B. Vaden, Timothy P. Bogan, Christopher M. McMurray
Hearing Site: Richmond, VA
| | Expungement |
| 10-00243 | 01/28/2011 | Claimant(s): Michael Patnode
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Jerry Anderson, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Linda M. McCoy
Hearing Site: San Francisco, CA
| | Expungement |
| 10-01366 | 12/10/2010 | Claimant(s): Ulrich Holeschovsky
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Thomas R. Skulina
Hearing Site: Pittsburgh, PA
| | $21,809 |
| 09-05998 | 12/06/2010 | Claimant(s): Patrick Morris
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Anne H. Orr, Yvette L. Nurse, Scott William Marcus
Hearing Site: Atlanta, GA
| | $0 |
| 09-03574 | 11/15/2010 | Claimant(s): Larry Garon, Lori Garon
Claimant Lawyers(s): Gavin J. Fleming
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Marvin I. Horowitz, Corby A. Kiss, James L. Karpen
Hearing Site: Detroit, MI
| | $0 |
| 09-06478 | 10/29/2010 | Claimant(s): Gilbert Rosenthal, Gilbert Rosenthal & Lora A. Rosenthal
Claimant Lawyers(s): Gilbert Rosenthal
Respondent(s): Eric Beachley, E*Trade Securities LLC, Peter Wight
Respondent Lawyers(s): John Bersin
Arbitrator(s): Edward M. Statland
Hearing Site: Washington, DC
| | $4,063 |
| 10-00131 | 09/29/2010 | Claimant(s): Kenda Pardy
Claimant Lawyers(s): Kenda K. Pardy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Daniel R. Formeller
Hearing Site: Chicago, IL
| | $7,672 |
| 09-04698 | 09/17/2010 | Claimant(s): William Huhn Living Trust
Claimant Lawyers(s): William D. Huhn
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | $0 |
| 09-04372 | 04/29/2010 | Claimant(s): Amsal Woreta and Aklog Birara
Claimant Lawyers(s): Amsal Woreta
Respondent(s): E*Trade Securities LLC, Marcelo Miano
Respondent Lawyers(s): John Bersin
Arbitrator(s): Richard E. Lauziere, Jane C. Carney, William P. Borduin
Hearing Site: Baltimore, MD
| | Expungement |
