| 23-03521 | 07/31/2024 | Claimant(s): Venkatesh Kaliappan
Claimant Lawyers(s): Venkatesh Kaliappan
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
|  | $0 |
| 23-02615 | 03/01/2024 | Claimant(s): John Jakiun
Claimant Lawyers(s): John E Jakiun
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Samantha B. Kats
Arbitrator(s): Laura A. Kaster
Hearing Site: Washington, DC
| | $325 |
| 22-00487 | 05/02/2023 | Claimant(s): Napoleon Bonds
Claimant Lawyers(s): Napoleon James Bonds
Respondent(s): TradeStation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Brian James Crepeau
Hearing Site: Baltimore, MD
| | $0 |
| 22-02345 | 02/28/2023 | Claimant(s): John and Christine Stewart
Claimant Lawyers(s): Christine Stewart
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Laura A. Kaster
Hearing Site: Washington, DC
| | $19 |
| 21-02340 | 11/16/2022 | Claimant(s): Lynne Crowe, William Crowe
Claimant Lawyers(s): Aleaha N. Jones
Respondent(s): Thomas Prieur, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Meagan A. Lamberti, Michelle Arbitrio
Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Melanie Barr-Brooks
Hearing Site: Baltimore, MD
| | $100,625 |
| 20-04027 | 04/22/2022 | Claimant(s): Albert Epstein IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Julie K. Chapin, Laura A. Kaster, Melantha K Paige
Hearing Site: Philadelphia, PA
| | Expungement |
| 20-00671 | 03/15/2022 | Claimant(s): Carl Glowacki
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12504 |
| 19-02229 | 04/02/2020 | Claimant(s): Susan Mesaros
Claimant Lawyers(s): Susan B. Mesaros
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $0 |
| 17-02673 | 01/29/2019 | Claimant(s): Estate of Henrietta H. Forcanser
Claimant Lawyers(s): John P. Dell'Italia
Respondent(s): Morgan Stanley, Philip Yellovich
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Joseph J. Dougherty, Robert C. Scanlan, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $0 |
| 18-00531 | 01/25/2019 | Claimant(s): William Glassman
Claimant Lawyers(s): Timothy C. Lynch
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
| | Expungement |
