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FINRA Awards for Proequities.

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0271108/14/2020Claimant(s): Edmond Van Dierendonk, Susanna Van Dierendonk, The Van Dierendonk Family Trust
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Narinder Singh, Proequities.
Respondent Lawyers(s): Narinder Kaur Singh, Stephen C. Jackson
Arbitrator(s): Michael Kelley, John H. Fearnow, Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
Checkmark Icon$391,153
13-0207007/30/2014Claimant(s): Michael Ericson, Michael Ericson Executor of Don Ericson, Michael Ericson Executor of Jane Ericson, Michael Ericson Trustee of Don Ericson, Michael Ericson Trustee of Jane Ericson
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Proequities.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Donald Milo Helton, Marvin Kent Speigner, Emily Sides Bonds
Hearing Site: Birmingham, AL
Checkmark Icon$0
13-0236005/13/2014Claimant(s): Carroll Martini, Mildred Martini, Carroll Martini IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Proequities.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Douglas J. Nesbit, Kevin D. Hofman, Susan M. Sanger
Hearing Site: Minneapolis, MN
Checkmark Icon$0
12-0116705/14/2013Claimant(s): Suzy Asad, 1999 Suzy Asad Revocable Trust dtd 8/20/
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Mamdoh Abas, Proequities.
Respondent Lawyers(s): Alexis Y. Lu, Brandon Reif
Arbitrator(s): Robert B. Moran, Richard M. Norman, Robert Alan Merring
Hearing Site: Los Angeles, CA
Checkmark Icon$448,560
10-0531011/25/2011Claimant(s): Gerald Elsner, Linda Elsner
Claimant Lawyers(s): John Ogles
Respondent(s): Jeffrey Reeves, Roger Clement, Proequities.
Respondent Lawyers(s): Thomas Vays
Arbitrator(s): Frances S. Fendler, Eric Spencer Buchanan, Matthew R. Salamon
Hearing Site: Little Rock, AR
Checkmark Icon$63,199
09-0449703/02/2011Claimant(s): Ann Whatley, Bryan Matz, David Yurko, Dawn Funari, Elizabeth Daugherty, Elizabeth Evans, Frank Carter, Helen Reynolds, John Evans, Kathleen Lowe, Katrina Yurko, Kevin Phillips, Kevin Riley, Marcus Funari, Marissa Yurko, Melvin Drukman, Michael Reynolds, Patricia Carter, R. Janet Ridlen, Rita McGinley, et al
Claimant Lawyers(s): John Chapman
Respondent(s): Stephen Wild, Proequities.
Respondent Lawyers(s): Melinda L. Peevy, William G Leonard
Arbitrator(s): Robert A. Dean, Dimitri Angelo Dodys, Alan C. Granath
Hearing Site: Atlanta, GA
Checkmark Icon$187,600

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