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FINRA Awards for Proequities.

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0090010/22/2021Claimant(s): Adam Lampe
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Proequities.
Respondent Lawyers(s): Jennifer M. Moore
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
20-0297106/21/2021Claimant(s): Jonathan Hlavac
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Proequities.
Respondent Lawyers(s): Stephen C. Jackson
Arbitrator(s): Stephen P. Calardo
Hearing Site: Cincinnati, OH
20-0115312/17/2020Claimant(s): Ricky Higgins
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Heartland Capital., Proequities.
Respondent Lawyers(s): Jeanne A. Jehle, Katie M. Kimbrell
Arbitrator(s): Richard S. Zaifert
Hearing Site: Columbia, SC
20-0066410/21/2020Claimant(s): Lawrence Breen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Proequities.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
18-0299301/31/2020Claimant(s): Flonnoya Franklin
Claimant Lawyers(s): Fred M. Bean
Respondent(s): Blaine Miller, Samuel Capasso, Proequities.
Respondent Lawyers(s): Warren B. Lightfoot
Arbitrator(s): Ellen Holland Keller, Michael L. Fortney, Barbara E. Machin
Hearing Site: Cleveland, OH
17-0001802/23/2018Claimant(s): Mamdoh Abas
Claimant Lawyers(s): Darren S. Veracruz
Respondent(s): Proequities.
Respondent Lawyers(s): Stephen C. Jackson
Arbitrator(s): W. Scott Bowersock, George Herman Frisch, Richard Lee Fausett
Hearing Site: Los Angeles, CA

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