| 23-01665 | 04/25/2024 | Claimant(s): Bradley Grate, David Hamilton, Gary Edwards, Jeffrey Worley, Robert Ertner
Claimant Lawyers(s): Brandon Dei
Respondent(s): Shawn Kinsella, Axos Clearing LLC
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
|  | $0 |
| 18-00778 | 01/08/2019 | Claimant(s): Donald Simpson
Claimant Lawyers(s): Nicholas H. Berg
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Simeon B. Reimonenq, Maryanne M. Esser, Imre Stephen Szalai
Hearing Site: New Orleans, LA
| | $250,495 |
| 18-00867 | 08/20/2018 | Claimant(s): Shirley Bonaventure
Claimant Lawyers(s): Kim Segura Landry
Respondent(s): Ann Singleton
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | $213 |
| 11-00932 | 06/24/2013 | Claimant(s): John Kassel, Kay Hankins (Kassel), Kermit Jones, Rolfe Hankins, John I. Kassel IRA, Rolfe Harris Hankins IRA, Joye H. Steen Rev Trust Dtd 12/14/2004, Joye H. Steen Rev Trust FBO Joye Steen, Kermit V. Jones Jr., TTEE
Claimant Lawyers(s): Judson M. Lee
Respondent(s): Fred Brister III, Hilary Zimmerman, Morgan Stanley, Morgan Stanley & Co., Steven Wyatt
Respondent Lawyers(s): Jamie Berger, Joseph C. Coates
Arbitrator(s): Simeon B. Reimonenq, William Gilbert Faulk, James Albert Hurt
Hearing Site: Jackson, MS
| | $288,440 |
| 11-03202 | 03/20/2013 | Claimant(s): Joseph Lorio
Claimant Lawyers(s): James F. Willeford
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez, Executive Director
Arbitrator(s): Ron C. Christner, Jack Chapline Vaughan, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | Expungement |
| 12-01333 | 02/04/2013 | Claimant(s): Elta Cheramie
Claimant Lawyers(s): James F. Willeford
Respondent(s): Timothy Armentor, NFP Securities.
Respondent Lawyers(s): Duris L. Holmes
Arbitrator(s): Simeon B. Reimonenq, Clave E. Gill, Francis Frank Fontenot
Hearing Site: New Orleans, LA
| | $0 |
| 10-03472 | 11/15/2011 | Claimant(s): Daniel Hardy, Mary Spivey, Estate of Daniel Thomas Hardy, III, Estate of Susan Hardy Killgore
Claimant Lawyers(s): James F. Willeford, Jessica M. Vasquez
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Leonard E. Benade, Dale A. Kaliszeski, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | Expungement |
| 08-04690 | 08/04/2010 | Claimant(s): Eugene Wittkopf Deceased IRA, The Barbara J. Wittkopf, IRA, The Wittkopf Family Bypass Trust, The Wittkopf Family Settlors Trust
Claimant Lawyers(s): Barbara Wittkopf
Respondent(s): Feltus McKowen, Mary Carleton, Broad Street Securities.
Respondent Lawyers(s): Charles W. Austin, Feltus B. McKowen, Stuart G. Burchard
Arbitrator(s): Cheryl D. Cassreino, Kurt D. Steiner, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | $558,586 |
| 09-00303 | 03/10/2010 | Claimant(s): Kathleen S. Lahare, Paul J. Lahare
Claimant Lawyers(s): Jessica M. Vasquez
Respondent(s): Robert McCullough, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Simeon B. Reimonenq, Carolyn L. Witherspoon, Robert A. Wojcik
Hearing Site: New Orleans, LA
| | $0 |
| 09-04121 | 07/22/2009 | Claimant(s): Kathleen LaHare, Paul Lahare
Claimant Lawyers(s): Paul J. Lahare
Respondent(s): Kathy Mason, Mathew Cotton
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Simeon B. Reimonenq, Carolyn L. Witherspoon, Clave E. Gill
Hearing Site: New Orleans, LA
| | Expungement |
