| 08-00259 | 03/09/2009 | Claimant(s): Jonathan Zarate
Claimant Lawyers(s): Jason A. Richardson
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Anthony William (Bill) Kashouty, Lawrence R. Maxwell, Larry N. Quinn
Hearing Site: Dallas, TX
|  | $37,118 |
| 08-02503 | 01/21/2009 | Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Yana Gladtskov
Respondent Lawyers(s): Yana Gladtskov
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX
| | |
| 07-01261 | 01/13/2009 | Claimant(s): Roger Lawler
Claimant Lawyers(s): Joel Held
Respondent(s): Jeffrey Wheeler, M & W Financial.
Respondent Lawyers(s): Christopher R. Richie, Steven J. Pawlowski
Arbitrator(s): Bill H. Brister, Richard A Miller, Leighton Aiken
Hearing Site: Dallas, TX
| | $0 |
| 07-02234 | 11/06/2008 | Claimant(s): Alan Greenwood
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Adam Maggio, Michael Wittenberg, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Linda B. Kelly, David A. Schuler, Catherine M. Norman
Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |
| 07-02886 | 10/06/2008 | Claimant(s): Sherpa Fund
Claimant Lawyers(s): John R. Fahy
Respondent(s): Robert Gioia, AFS Brokerage.
Respondent Lawyers(s): Donald C. Hurwitz, Robert Gioia
Arbitrator(s): Peter J. Conlon, John Courtade, Maryanne M. Esser
Hearing Site: Dallas, TX
| | $0 |
| 08-00566 | 10/02/2008 | Claimant(s): Abraham Medina, Amdas.
Claimant Lawyers(s): Abraham B. Medina
Respondent(s): John Parmley, Scottrade.
Respondent Lawyers(s): Ryan M. Blum
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
| | $0 |
| 05-06675 | 09/22/2008 | Claimant(s): Don Hutcherson, IRA, Don and Eleanor J. Hutcherson
Claimant Lawyers(s): Hardin R. Ramey
Respondent(s): Craig Bonn, Martin Sands, Steven Sands, Laidlaw & Company (UK)LTD., Sands Brothers & Co., Ltd.
Respondent Lawyers(s): Clint A. Corrie
Arbitrator(s): Phillip Lee Scheldt, Charles T. Dix, Anthony William (Bill) Kashouty
Hearing Site: Dallas, TX
| | $0 |
| 07-02796 | 09/15/2008 | Claimant(s): George Brown, Jean Brown
Claimant Lawyers(s): H. Dale Langley
Respondent(s): Stephen Westphal, Edward Jones
Respondent Lawyers(s): Lin Hughes
Arbitrator(s): Robert J. Gregory, Preston Deaton Rigsby, Robert Jerry Strader
Hearing Site: Dallas, TX
| | $0 |
| 04-04999 | 07/11/2008 | Claimant(s): Richard Bennett
Claimant Lawyers(s): John J. Hopkins
Respondent(s): J.P. Morgan Clearing Corp., Matthew Pickett
Respondent Lawyers(s): John C. Allen
Arbitrator(s): Patrick Lanier, William B. Madden, Harry J Saginaw
Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |
| 07-03175 | 05/22/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Michael Myers
Respondent Lawyers(s): Michael Myers
Arbitrator(s): Melinda G. Jayson
Hearing Site: Dallas, TX
| | $0 |
