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FINRA Awards for Detroit, MI

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Displaying 121-130 out of 304 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0026112/23/2014Claimant(s): William Beaumont Hospital
Claimant Lawyers(s): James R. Swanson
Respondent(s): Goldman, Sachs and Company, Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo, Matthew A. Schwartz
Arbitrator(s): Benjamin A. Kerner, Carl E. Ver Beek, Betty R. Widgeon
Hearing Site: Detroit, MI
Checkmark Icon$0
12-0408510/24/2014Claimant(s): Norma Goldman
Claimant Lawyers(s): David J. Shea
Respondent(s): Michael Singer, La Salle St. Securities, L.L.C.
Respondent Lawyers(s): David A. Genelly
Arbitrator(s): Robert J. Scafuri, James L. Karpen, William Joseph Caprathe
Hearing Site: Detroit, MI
Checkmark IconExpungement
12-0076510/15/2014Claimant(s): Sherry Katz-Hedrington, Security Financial Management Compnay, L
Claimant Lawyers(s): Derek S Wilczynski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kyle D. Rettberg
Arbitrator(s): Tracy L. Allen, Matthew W. Schlegel, Gerald W. Hepp
Hearing Site: Detroit, MI
Checkmark Icon$600
12-0208010/08/2014Claimant(s): The Arthur E. Strunk Revocable Trust, da
Claimant Lawyers(s): John Hubbard
Respondent(s): Morgan Stanley, Shawn Burr
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Marvin I. Horowitz, Robert J. Scafuri, Anthony Allen Mogle
Hearing Site: Detroit, MI
Checkmark Icon$75,000
12-0277609/25/2014Claimant(s): Jeffrey Gottlieb Living Trust
Claimant Lawyers(s): Rosemary J. Shockman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Christopher R. Gullen
Hearing Site: Detroit, MI
Checkmark Icon$0
13-0018909/02/2014Claimant(s): Sylvia Herrington
Claimant Lawyers(s): Benjamin P. Edwards
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Mark Scarr
Hearing Site: Detroit, MI
Checkmark IconExpungement
14-0025408/26/2014Claimant(s): Francis Zimolzak
Claimant Lawyers(s): Francis Zimolzak
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$25
12-0268208/25/2014Claimant(s): Milton Secor
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond Pett
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Barry Goldman, Charlene Johnson, William Joseph Caprathe
Hearing Site: Detroit, MI
Checkmark IconExpungement
13-0233808/08/2014Claimant(s): Bruce Reynolds, Patricia Reynolds
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Louis Wright, Thomas Labeau, Wright Asset Management Group.
Respondent Lawyers(s): Anthony R. Paesano, Louis Albert Wright
Arbitrator(s): Robert J. Scafuri, Brace K. Case, Richard Joseph Rankin
Hearing Site: Detroit, MI
Checkmark Icon$276,000
13-0116307/22/2014Claimant(s): The Delp Heritage Trust
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Kenneth J. Safran, Terrance J. Dorcy, Cyrus K. Motlagh
Hearing Site: Detroit, MI
Checkmark Icon$110,000

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