21-02940 | 11/15/2022 | Claimant(s): Yvonne Lyon Claimant Lawyers(s): Robert Persante Respondent(s): James Evans, Fidelity Brokerage Services LLC, Ryan Patrick Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Mimi B. Osiason, Geoffrey Paul Nuckolls, Andrea M Johnson Hearing Site: Tampa, FL
| | Expungement |
21-01248 | 08/18/2022 | Claimant(s): Julie Erickson Claimant Lawyers(s): Terrence J. Fleming Respondent(s): Jed Bandes, Peter Taurinskas, Mutual Trust Company of America Securiti Respondent Lawyers(s): Robert Persante Arbitrator(s): Tracy L. Allen, William Benjamin Gavzy, Jonathan Bruce Kvasnik Hearing Site: Minneapolis, MN
| | Expungement |
20-02359 | 10/23/2021 | Claimant(s): Rita Vido, Robert Vido, Theodore Wensink Claimant Lawyers(s): Robert Persante Respondent(s): Ahmet Kildis, SunTrust Investment Services. Respondent Lawyers(s): Frederick S. Schrils, Robert K. Jamieson Arbitrator(s): Elizabeth A. Townes, Rochelle Friedman Walk, Natalie Paskiewicz Hearing Site: Tampa, FL
| | $18,582 |
15-00126 | 07/21/2015 | Claimant(s): Cameron Knight Claimant Lawyers(s): Mark A. Tepper Respondent(s): Calton & Associates. Respondent Lawyers(s): Robert Persante Arbitrator(s): Ian S. Greig Hearing Site: Tampa, FL
| | $15,425 |
09-02171 | 01/26/2010 | Claimant(s): Diana Hojecki, James Hojecki, James V. Hojecki and Diana R. Hojecki Claimant Lawyers(s): Mark A. Tepper Respondent(s): Kenneth Popek, Calton & Associates. Respondent Lawyers(s): Robert Persante Arbitrator(s): Syma S. Kasdin, Nikola Bjelajac, Kimberlee Ann Fowler Hearing Site: Ft. Lauderdale, FL
| | $607,780 |
06-04445 | 02/14/2008 | Claimant(s): American Municipal Securities. Claimant Lawyers(s): Robert Persante Respondent(s): Gregg Hollidge, John A. and Drewry Mitchell Respondent Lawyers(s): Michael T. Medford, Robert Persante Arbitrator(s): Lynne T. Albert, George Steven Moore, Karen A. West Hearing Site: Raleigh, NC
| | $0 |
06-02623 | 11/14/2007 | Claimant(s): Richard D.Riordan and Rita M. Riordan Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Mark Donohue, American Municipal Securities. Respondent Lawyers(s): Robert Persante Arbitrator(s): Lewis W. Slaughter, Arthur L. Sirkin, Benjamin L. Abramowitz Hearing Site: Orlando, FL
| | Stipulated Award and Expungement |