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FINRA Awards for Robert Persante

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0244404/29/2010Claimant(s): Jamie Hines
Claimant Lawyers(s): Robert Persante
Respondent(s): Ronald Giovino, GWN Securities Inc., Tax Shelter America.
Respondent Lawyers(s): Bruce W. Barnes, Jonathan B. Butler
Arbitrator(s): Richard J. Fuller, Arthur L. Tepper, William H. McCullough
Hearing Site: Clearwater, FL
06-0437410/15/2007Claimant(s):
Claimant Lawyers(s):
Respondent(s): Andrew Starostecki, James Gutner, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Andrew Starostecki, Michael A. Gross, Robert Persante
Arbitrator(s): Robert J. Morris, Alfred Brunette, Oliver J. Janney
Hearing Site: Tampa, FL
06-0444610/15/2007Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Brian D. Trexell
Respondent(s): James Gutner
Respondent Lawyers(s): Robert Persante
Arbitrator(s):
Hearing Site: Tampa, FL

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