| 20-01140 | 12/01/2020 | Claimant(s): Louis Levenson
Claimant Lawyers(s): Louis Levenson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): James R. McGuone, Frances L. Wolff, Harvey R. Linder
Hearing Site: Atlanta, GA
|  | $0 |
| 15-03194 | 11/14/2016 | Claimant(s): Kevin Gross
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert L. Yeager, James C. Allums, Jay M. Vogelson
Hearing Site: Dallas, TX
| | Expungement |
| 13-02749 | 05/22/2015 | Claimant(s): Brenda S. Kinard Trust U/A/D 09-19-2002
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Darryl C. Wilson, John L Mutolo, Joel David Cowart
Hearing Site: Tampa, FL
| | Expungement |
| 14-02855 | 04/01/2015 | Claimant(s): Michel Distel and Anne Distel, JTWROS
Claimant Lawyers(s): Caren S. Brutten
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | $0 |
| 13-02995 | 03/09/2015 | Claimant(s): Norman Chesky
Claimant Lawyers(s): Lisa Marks
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
| | $0 |
| 13-03420 | 02/05/2015 | Claimant(s): Paul and Maureen Tangerman
Claimant Lawyers(s): Elissa Germaine
Respondent(s): Citigroup Global Markets., Robert Fallone
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | Expungement |
| 12-00398 | 06/27/2013 | Claimant(s): Joan Dash, Joel Dash, Joel M. Dash and Joan S. Dash JTWROS, Joan S. Dash Revocable Living Trust, Joel M. Dash Revocable Living Trust
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Gary M. Landau, Dennis M. Ross, Antonio M. Freire
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02933 | 12/27/2012 | Claimant(s): Andrew Kontos and Kathy Kontos
Claimant Lawyers(s): Andrew Kontos
Respondent(s): David Noble, Lynn Kidd, Citicorp Investment Services
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Elena G. Rodriguez, Daniel Joseph Chiodo, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | $0 |
| 10-01077 | 09/27/2012 | Claimant(s): Mayme Davis
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Thomas Czinner, Jon Stanley Spisiak
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-03913 | 04/03/2012 | Claimant(s): Marvin Getlan
Claimant Lawyers(s): Michael Amad
Respondent(s): Wachovia Securities, UBS Financial Services Inc.
Respondent Lawyers(s): Keith Olin, Tracy L. Gerber
Arbitrator(s): Linda M. Granata, Norman L. Weiss, Gustavus L. Pearthree
Hearing Site: Boca Raton, FL
| | Expungement |
