17-00867 | 03/14/2018 | Claimant(s): Dirk Rabenold Claimant Lawyers(s): Joshua F. Bautz Respondent(s): Kerry Montgomery, Next Financial Group. Respondent Lawyers(s): John T. Unger, Robert Rex Arbitrator(s): Robert A. Sauerberg, Elena G. Rodriguez, Richard W. Epstein Hearing Site: Boca Raton, FL
| | Expungement |
12-03253 | 07/17/2013 | Claimant(s): Jaimie Flack, William Flack Claimant Lawyers(s): Jaimie G. Flack Respondent(s): Morgan Stanley, Robert Ennis, Sheryl Zuckerman Respondent Lawyers(s): Chan Nam Arbitrator(s): Robert A. Sauerberg Hearing Site: Ft. Lauderdale, FL
| | $0 |
11-02233 | 11/05/2012 | Claimant(s): Exempt Share Tst of Gwen Meltzer Rev Tst Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Wells Fargo Advisors, David Kaufman Respondent Lawyers(s): Joseph A. Vallo Arbitrator(s): Steven M. Greenbaum, Robert A. Sauerberg, Barry S. Shanbron Hearing Site: Boca Raton, FL
| | $0 |
11-00993 | 04/10/2012 | Claimant(s): Harvey Boritz, Harvey J. Boritz Rollover IRA Claimant Lawyers(s): Michael S. Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Robert A. Sauerberg Hearing Site: Boca Raton, FL
| | Expungement |
09-02083 | 03/25/2010 | Claimant(s): Cordelia Dellapina, Walter Dellapina, Walter and Cordelia Dellapina, JTWROS Claimant Lawyers(s): Alan Foxman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Robert A. Sauerberg, Ellen J. Abrams, William G. Geisert Hearing Site: Boca Raton, FL
| | $0 |
09-02281 | 10/15/2009 | Claimant(s): Fayed Fayed Claimant Lawyers(s): Fayed O. Fayed Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Robert A. Sauerberg Hearing Site: Ft. Lauderdale, FL
| | $0 |