14-01222 | 12/29/2014 | Claimant(s): Scott Notowitz Claimant Lawyers(s): Adam D. Palmer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): Robert A. Sauerberg, Walter John Chesney, Theodore Israel Herold Hearing Site: Boca Raton, FL
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14-01221 | 12/24/2014 | Claimant(s): Douglas Adams Claimant Lawyers(s): Adam D. Palmer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kenneth Crowley Arbitrator(s): Robert A. Sauerberg, David E. Mowry, Edward R. Niederriter Hearing Site: Boca Raton, FL
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14-00563 | 11/18/2014 | Claimant(s): Scott Weber Claimant Lawyers(s): Brian D. Elias Respondent(s): Morgan Stanley Respondent Lawyers(s): Brian C. Hale Arbitrator(s): Robert A. Sauerberg, Kathy N. Novick, Carolyn E. Moore Hearing Site: Boca Raton, FL
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13-00606 | 09/25/2013 | Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Courtney Rogers Reid Respondent(s): Moncef Bennaji Respondent Lawyers(s): Michael Moran Arbitrator(s): Robert A. Sauerberg Hearing Site: Boca Raton, FL
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09-02294 | 02/25/2010 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Colleen M. Fitzgerald Respondent(s): Mary White Respondent Lawyers(s): Drake Mann Arbitrator(s): Robert A. Sauerberg, Will Murphy, Alan H. Maltenfort Hearing Site: Little Rock, AR
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06-05335 | 10/22/2007 | Claimant(s): Sandgrain Securities. Claimant Lawyers(s): Robert A. Giacovas Respondent(s): Richard Aulicino Respondent Lawyers(s): Jessica N. Garvin Arbitrator(s): G. Robert Abrams, Robert A. Sauerberg, Sherry Puro Hearing Site: Boca Raton, FL
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