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FINRA Awards for TD Ameritrade.

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Displaying 171-180 out of 386 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0075605/06/2016Claimant(s): Iraj Zandi
Claimant Lawyers(s): Michael S. Treppa
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
Checkmark Icon$30,225
15-0069603/30/2016Claimant(s): Sondra Steinberg
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Joseph L. Bernstein, David Rich, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
Checkmark Icon$53,500
15-0280603/16/2016Claimant(s): Clark Ver Hulst
Claimant Lawyers(s): Clark Ver Hulst
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Detroit, MI
Checkmark Icon$0
15-0112203/09/2016Claimant(s): Michael Butler
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Lori H. Carena
Hearing Site: New York, NY
Checkmark Icon$0
15-0164102/26/2016Claimant(s): Howard Hirschhorn & Esther Hirschhorn
Claimant Lawyers(s): Howard Hirschhorn
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Samuel L. Israel
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$0
14-0246602/23/2016Claimant(s): Pamela Belsky
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Justine Fischer, John Robert Oreskovich, Dale G. Higer
Hearing Site: Boise, ID
Checkmark IconExpungement
13-0307112/02/2015Claimant(s): Genesis Venture Capital Corporation, S.E.A. Land Development
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): TD Ameritrade., Thinkorswim.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Isidoro Berkman, Sterling N. Frost, Douglas J. Pavese
Hearing Site: San Francisco, CA
Checkmark Icon$0
13-0260711/12/2015Claimant(s): Chris Saporito
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Gordon M. Wase, Fred M. Fleisher, Donald Saunders Litman
Hearing Site: Philadelphia, PA
Checkmark Icon$0
15-0037811/09/2015Claimant(s): Laurel Ulrich
Claimant Lawyers(s): Jon L. Brunenkant
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Roy B. Gonas
Hearing Site: Boca Raton, FL
Checkmark Icon$23,707
14-0129811/05/2015Claimant(s): Fredrik Gabriel
Claimant Lawyers(s): Edward R. Moor
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Michael S. Matek, Lee H. Goodman, Charles Orlove
Hearing Site: Chicago, IL
Checkmark Icon$0

386 Results

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