| 08-03486 | 10/20/2009 | Claimant(s): Banco Industrial De Venezuela Miami Agen
Claimant Lawyers(s): Barton S. Sacher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): H. Nicholas Berberian
Arbitrator(s): John J. Hearn, James Conrad Sankpill, Christopher J. Klein
Hearing Site: Miami, FL
|  | $0 |
| 07-00945 | 10/15/2009 | Claimant(s): Leslie Cox-Colon
Claimant Lawyers(s): Gary Klein
Respondent(s): Citigroup Global Markets., Juan Colon-Collazo, Loretta Chiofolo
Respondent Lawyers(s): Edward N. Lerner, William A. Hohauser
Arbitrator(s): Edward G. Toptani, Charles L. Henderson, Laurence D. Rose
Hearing Site: New York, NY
| | $273,717 |
| 09-02498 | 10/15/2009 | Claimant(s): The Gulesserian Living Trust
Claimant Lawyers(s): Ryan Gulesserian
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Fertig
Arbitrator(s): Laura Effel
Hearing Site: San Francisco, CA
| | $1,475 |
| 08-00602 | 10/13/2009 | Claimant(s): Alvin Reiter Living Trust by Alvin Reite, Alvin Reiter MD Inc. DBT by Alvin Reiter
Claimant Lawyers(s): William F. Davis
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Martin Mandel, Audrey H. Ruben, Henry Marris Wollman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03841 | 10/09/2009 | Claimant(s): Shannon L. Nichols Trust
Claimant Lawyers(s): Jan Graham
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph L. Hood, William A. Hohauser
Arbitrator(s): Ross W. Cannon, Kevin D. Swenson, Janet M. Thompson
Hearing Site: Salt Lake City, UT
| | $296,890 |
| 09-01859 | 10/05/2009 | Claimant(s): James Uehlein
Claimant Lawyers(s): James R. Uehlein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
| | $1,925 |
| 09-01811 | 09/30/2009 | Claimant(s): Sarah Carter
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Fertig
Arbitrator(s): June White Dillard
Hearing Site: Washington, DC
| | $22,206 |
| 08-02775 | 09/24/2009 | Claimant(s): Zvi Osterweil
Claimant Lawyers(s): Rebecca C. Davis
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger, Joseph L. Calabrese
Arbitrator(s): Joan M. Traub, Michael Ross, Charles F. Titterton
Hearing Site: New York, NY
| | $40,000 |
| 09-01617 | 09/02/2009 | Claimant(s): Sarah Maseth
Claimant Lawyers(s): Sarah A Maseth
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Gordon B. Shneider
Hearing Site: Chicago, IL
| | $163 |
| 09-01777 | 09/02/2009 | Claimant(s): FBO MRK Rev. Trust by Myles Klein Ttte
Claimant Lawyers(s): Myles Klein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Allen Kilik
Hearing Site: Boca Raton, FL
| | $0 |
