09-05075 | 11/04/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Ross Carmel Respondent(s): James Morse Respondent Lawyers(s): James Grant Morse Arbitrator(s): Michael S. Kozlow Hearing Site: Boca Raton, FL
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09-05533 | 11/04/2010 | Claimant(s): Thomas Vandeventer Claimant Lawyers(s): James A. Bradley Respondent(s): Clearbridge Advisors, Legg Mason Investor Services Respondent Lawyers(s): Dana N. Pescosolido Arbitrator(s): Romaine L. Gardner, Martin Hunger, Nancy Kramer Hearing Site: New York, NY
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09-05972 | 11/04/2010 | Claimant(s): Ronald Chernesky Claimant Lawyers(s): Anthony J. Hom Respondent(s): David Choi Respondent Lawyers(s): David Choi Arbitrator(s): Hugh N. Fryer Hearing Site: New York, NY
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10-02040 | 11/04/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Cheryl Cox Respondent Lawyers(s): Cheryl Clark Cox Arbitrator(s): Hugh C. Durbin Hearing Site: Nashville, TN
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09-00548 | 11/03/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Cheri Johnson Respondent Lawyers(s): Lawrence R. Cock Arbitrator(s): Michael W. Reinhardt, Jeanne C. Stilwell, Kay A. Johnson, CRCP Hearing Site: Seattle, WA
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09-04668 | 11/03/2010 | Claimant(s): Anthony Cronin, Dusan Nogulovic Claimant Lawyers(s): James M. Griffin Respondent(s): Dresdner Kleinwort Securities LLC Respondent Lawyers(s): Diana Constantino Gomprecht Arbitrator(s): Margaret M McQueeney, David S. Billet, Francis J. LaSalla Hearing Site: New York, NY
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10-02179 | 11/03/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Gregg W. Marsano Respondent(s): Carolyn Haik Respondent Lawyers(s): Carolyn J. Haik Arbitrator(s): Herb Schwartz Hearing Site: Honolulu, HI
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10-02212 | 11/03/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Lauren R. Fox Respondent(s): Christian Erickson Respondent Lawyers(s): Christian E. Erickson Arbitrator(s): Frederick Michael Switzer Hearing Site: Louisville, KY
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09-06253 | 11/02/2010 | Claimant(s): Nathaniel Finkin Claimant Lawyers(s): Nathaniel Finkin Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph E. Gehring Arbitrator(s): Debra G. Speyer, Jordan Roy Nelson, Fred M. Fleisher Hearing Site: Philadelphia, PA
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10-01889 | 11/02/2010 | Claimant(s): Andrew Wasa, Henry Ferry Claimant Lawyers(s): Pamela D. Ferry Respondent(s): Securities America., Sandra Snyder Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): James D. Knotter Hearing Site: San Diego, CA
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