Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05552 | 08/04/2011 | Claimant(s): Daniel Doyle Claimant Lawyers(s): Roger W. Van Deusen Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Vincent T. Norwillo Arbitrator(s): Thomas R. Skulina, Joseph Edelstein, Stephen M. Bales Hearing Site: Cleveland, OH | ||
| 11-00151 | 08/04/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Thomas Jones Respondent Lawyers(s): Thomas Marshall Jones Arbitrator(s): Robert H. Putnam Hearing Site: Houston, TX | ||
| 10-04044 | 08/03/2011 | Claimant(s): Michael Opp Claimant Lawyers(s): Otto K. Hilbert Respondent(s): KCD Financial. Respondent Lawyers(s): Richard M. Nummi Arbitrator(s): Marc H. Schtul Hearing Site: Denver, CO | ||
| 10-04843 | 08/03/2011 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly R. Davis Respondent(s): Tracey Frank Respondent Lawyers(s): Richard F. Bednarski Arbitrator(s): Jess B. Cohen Hearing Site: Denver, CO | ||
| 11-00100 | 08/03/2011 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Owen P. McGill Respondent(s): Jonda Lowe Respondent Lawyers(s): Clifford J. Hunt Arbitrator(s): Fred W. Beesley Hearing Site: Nashville, TN | ||
| 09-06590 | 08/02/2011 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Franklin Hill Respondent Lawyers(s): Franklin Hill Arbitrator(s): Merle D. Rockwell, Yvette C. Hatfield, Gene E. Godley Hearing Site: Washington, DC | ||
| 10-00802 | 08/02/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Frank J. Vitolo Respondent(s): John Birrenkott Respondent Lawyers(s): John M. Birrenkott Arbitrator(s): James J. Moylan, Marc H. Schtul, James J. Ashe Hearing Site: Denver, CO | ||
| 11-00102 | 08/02/2011 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Owen P. McGill Respondent(s): Randall Simpson Respondent Lawyers(s): Randall Simpson Arbitrator(s): Robert P. Porter Hearing Site: Raleigh, NC | ||
| 11-00970 | 08/02/2011 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Hegyan Respondent Lawyers(s): Michael G. Hegyan Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL | ||
| 11-01010 | 08/02/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Alfred Nittoli Respondent Lawyers(s): Alfred Thomas Nittoli Arbitrator(s): David I. Goldblatt Hearing Site: Newark, NJ |