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FINRA Awards for Tracey Frank

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0484308/03/2011Claimant(s): Securities America.
Claimant Lawyers(s): Kelly R. Davis
Respondent(s): Tracey Frank
Respondent Lawyers(s): Richard F. Bednarski
Arbitrator(s): Jess B. Cohen
Hearing Site: Denver, CO

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