| 24-00565 | 11/26/2024 | Claimant(s): J Mckelvy
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Jeffrey P. Palmer
Arbitrator(s): Richard H. Potter, Thomas R. Dreiling, Kenneth W. Gosliner
Hearing Site: San Francisco, CA
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| 23-00983 | 11/26/2024 | Claimant(s): Nelson Rodriguez Fernandez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 24-00375 | 11/25/2024 | Claimant(s): Razell Smart
Claimant Lawyers(s): Alexander Padla
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Clarke C. Greene
Arbitrator(s): John Winslow Griesser
Hearing Site: Orlando, FL
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| 24-01107 | 11/22/2024 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin MacAvoy
Respondent(s): Jared Dulski
Respondent Lawyers(s): Jared Dulski
Arbitrator(s): William E. Nuckel, Mitchell Regenbogen, Michael McDermott
Hearing Site: New York, NY
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| 22-00320 | 11/22/2024 | Claimant(s): Todd Mercer
Claimant Lawyers(s): Michael Liftik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart Roberts
Arbitrator(s): F. Bradford Johnson
Hearing Site: Louisville, KY
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| 22-01664 | 11/22/2024 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Daniella Rand
Respondent Lawyers(s): Daniella R. Rand
Arbitrator(s): Anita Rae Shapiro, Martin Laeuchli, Edward B. Lozowicki
Hearing Site: San Francisco, CA
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| 23-01512 | 11/21/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Robert Chambers
Respondent Lawyers(s): Robert Mark Chambers
Arbitrator(s): Harry Hamilton Herts, Zeek Ojeh, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 23-03043 | 11/20/2024 | Claimant(s): Rey Medina Velez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Russell Del Toro Parra
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 22-01627 | 11/19/2024 | Claimant(s): Scott Branson
Claimant Lawyers(s): Scott Lake Branson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Stephanie E. Simmons, Monica Moya, Cary Valden Sorensen
Hearing Site: Houston, TX
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| 24-01758 | 11/19/2024 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Meredith Webber
Respondent Lawyers(s): Meredith Archer Webber
Arbitrator(s): Thomas M. Madden
Hearing Site: Albany, NY
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