Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-00492 | 09/15/2008 | Claimant(s): Santander Securities Corporation Claimant Lawyers(s): Lloyd R. Schwed Respondent(s): Juan Maldonado Respondent Lawyers(s): Juan Javier Maldonado Arbitrator(s): Daniel H. Yaffe Hearing Site: San Juan, PR | ||
| 05-05891 | 09/12/2008 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | ||
| 07-03268 | 09/12/2008 | Claimant(s): Scott Champion Claimant Lawyers(s): Steven T. Stern Respondent(s): Securities America. Respondent Lawyers(s): Denis C. Dice Arbitrator(s): Rafael A. Porrata-Doria Hearing Site: Philadelphia, PA | ||
| 07-02417 | 09/11/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Bruce Myers Respondent Lawyers(s): Bruce W. Myers Arbitrator(s): William A. Husa, Charles M. Ackerman, Alan Reginald Doe Hearing Site: Seattle, WA | ||
| 07-02280 | 09/10/2008 | Claimant(s): Charles Kromer Claimant Lawyers(s): Megan Clark Respondent(s): Fifth Third Securities. Respondent Lawyers(s): David K. Montgomery Arbitrator(s): Charles D. Underwood, Debora A. Caley, Christy K. Radigan Hearing Site: Cincinnati, OH | ||
| 08-00328 | 09/09/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): William Rexrode Respondent Lawyers(s): William T. Rexrode Arbitrator(s): Dale A. Hearn, Walter F. Schleyer, Ruth Smith Jackson Hearing Site: Houston, TX | ||
| 05-05165 | 09/08/2008 | Claimant(s): Edward Martell Claimant Lawyers(s): Kevin J. Hizon Respondent(s): Calvin Garvin, Rod Kamps, Financial Advisors Network. Respondent Lawyers(s): Kevin E. Monson Arbitrator(s): Douglas J. Rovens, Mark A. Levy, James S. Carlson Hearing Site: Los Angeles, CA | ||
| 07-01383 | 09/08/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Gregory B. Simon Respondent(s): Krittibas Ray Respondent Lawyers(s): Alvin L. Fishman Arbitrator(s): Mary Curran, Robert G. Miller, Jerold R. Babin Hearing Site: San Francisco, CA | ||
| 07-03131 | 09/08/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Andre R. Perron Respondent(s): Louis Gaudio Respondent Lawyers(s): Louis M. Gaudio Arbitrator(s): Lawrence M. Pitler, Mark Sidell, Paul Joseph McIntyre Hearing Site: Boca Raton, FL | ||
| 08-00350 | 09/08/2008 | Claimant(s): Patrick Quinn Claimant Lawyers(s): Patrick J. Quinn Respondent(s): Stephen Grady, MF Global Inc. Respondent Lawyers(s): Steven J. Metz Arbitrator(s): Samuel B. Garber Hearing Site: Chicago, IL |