20-01047 | 01/25/2021 | Claimant(s): Ralph Adamo Claimant Lawyers(s): Kurt Zimmerman Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Michael M. Hachigian Hearing Site: Los Angeles, CA
| | |
20-01015 | 12/17/2020 | Claimant(s): Richard Braverman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, Geneos Wealth Management. Respondent Lawyers(s): James Noblett, Victoria H. Buter Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
| | |
20-01034 | 12/09/2020 | Claimant(s): Samuel Monchik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, Geneos Wealth Management. Respondent Lawyers(s): James Noblett, Victoria H. Buter Arbitrator(s): Guillermo L. Bosch Hearing Site: Wilmington, DE
| | |
20-01276 | 12/08/2020 | Claimant(s): Jan Mohamed Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Kerri L. Delgado Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
| | |
20-00712 | 08/13/2020 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James Noblett Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ
| | |
20-00211 | 06/08/2020 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Gregory M. Curley Respondent(s): David Hergert Respondent Lawyers(s): Charles H. Peckham Arbitrator(s): Jude A Smith Hearing Site: Houston, TX
| | |
19-01174 | 03/25/2020 | Claimant(s): Stanley Keyes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kovack Securities Inc, FSC Securities Corporation Respondent Lawyers(s): Amy S. Towle, James V. Noblett Arbitrator(s): Mark C Watler Hearing Site: New Orleans, LA
| | |
19-00473 | 10/01/2019 | Claimant(s): Eric Vogen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC
| | |
18-02905 | 06/18/2019 | Claimant(s): Alfred Matarazzo Claimant Lawyers(s): Tosh D Grebenik Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Patrick R. Westerkamp Hearing Site: Philadelphia, PA
| | |
17-00801 | 04/16/2019 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Bradley Fishman Respondent(s): Jordan Berlin Respondent Lawyers(s): Christopher D. Warren Arbitrator(s): Anna Lascar, Steven Gary Leventhal, Harvey E. Benjamin Hearing Site: New York, NY
| | |