| 10-01913 | 03/04/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Vincent Donohue
Respondent Lawyers(s): Vincent John Donohue
Arbitrator(s): Michelle Jacobowitz Gallagher
Hearing Site: Newark, NJ
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| 10-00305 | 02/17/2011 | Claimant(s): John Decorso
Claimant Lawyers(s): Jason J. LeBoeuf
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Fred S. Pieroni, S. Charles Tabak, Thomas A. Abitabile
Hearing Site: Newark, NJ
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| 10-03327 | 02/14/2011 | Claimant(s): Gina Dipietro
Claimant Lawyers(s): Gina M DIPietro
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ
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| 09-05936 | 02/11/2011 | Claimant(s): Michael Bergin
Claimant Lawyers(s): Andrew Small
Respondent(s): David Restivo
Respondent Lawyers(s): David Scott Restivo
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
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| 10-02970 | 01/13/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Patrick Yun
Respondent Lawyers(s): Joseph Bongiorno
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
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| 07-01334 | 01/06/2011 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Thomas Vays
Respondent(s): Shawn Arlauckas, Financial Network Investment Corporati
Respondent Lawyers(s): Shawn Arlauckas, Thomas Vays
Arbitrator(s): Fred S. Pieroni, Robina Fedora Asti, Anthony P. Connolly
Hearing Site: Newark, NJ
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| 10-02397 | 12/17/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Robert Buckelew
Respondent Lawyers(s): Joseph Castelluci
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
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| 08-01654 | 12/06/2010 | Claimant(s): Walter Roth
Claimant Lawyers(s): Walter W. Roth
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): David E. Strand
Arbitrator(s): David N. Brainin, Marilyn Chin, Angela M. Morisco
Hearing Site: Newark, NJ
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| 08-04389 | 12/03/2010 | Claimant(s): Jeffrey Zage, Steven Zage, Financial Northeastern Securities.
Claimant Lawyers(s): Steven R. Klein
Respondent(s): Andrew Liebe, Eric Ratner, Evan Quinones, Gregory Taylor, Michael Kapp, Michele Giampietro, Phillip Auerbach, Jesup & Lamont Inc., Jesup & Lamont Securities Corp.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Linda T. Pellegrino, Robert S. Getman, AnnMarie Miller
Hearing Site: Newark, NJ
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| 09-04150 | 12/02/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Jerry Czin
Respondent Lawyers(s): Joseph P. Paranac
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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