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FINRA Awards for Andrew Small

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0593602/11/2011Claimant(s): Michael Bergin
Claimant Lawyers(s): Andrew Small
Respondent(s): David Restivo
Respondent Lawyers(s): David Scott Restivo
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
08-0119712/03/2008Claimant(s): Norman Harms
Claimant Lawyers(s): Norman E. Harms
Respondent(s): Scottrade
Respondent Lawyers(s): Andrew Small
Arbitrator(s): Jonathan W. Kaiser
Hearing Site: Seattle, WA
Checkmark Icon$3,963

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