| 12-04051 | 11/05/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): David Licht, Emanuel Licht
Respondent Lawyers(s): David Evan Licht, Emanuel Licht
Arbitrator(s): Bernard M. Levine, Robert T. Costello
Hearing Site: Newark, NJ
| | Expungement |
| 12-01576 | 10/23/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Steven Perillo
Respondent Lawyers(s): Steven Perillo
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
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| 13-01474 | 09/27/2013 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Kola Agbaje
Respondent Lawyers(s): Kola Abdulrahman Agbaje
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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| 13-00632 | 09/25/2013 | Claimant(s): Paul Coviello, Sasha Coviello
Claimant Lawyers(s): James K. Barbee
Respondent(s): Brian Cali, Brian Walsh, Charles Rogalla, David Dickstein, Gary Decker, Harold Davis, Jodi Rogalla, Robert Pettinato, Rosemary Walsh
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
| | Expungement |
| 13-01104 | 09/09/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Freddy Medina
Respondent Lawyers(s): Freddy A. Medina
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
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| 12-03464 | 09/03/2013 | Claimant(s): Lawrence Stavitski, Michael Halen, Peter Doyle, Raymond Doyle, Samuel Suhaka
Claimant Lawyers(s): Robyn Gnudi Kalocsay
Respondent(s): Randolph Hill
Respondent Lawyers(s): Christopher Albanese
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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| 13-00321 | 08/16/2013 | Claimant(s): Lincoln Investment Planning
Claimant Lawyers(s): Patrick M. Hitchens
Respondent(s): Gordon Ward
Respondent Lawyers(s): Gordon Burke Ward
Arbitrator(s): Cynthia H. Plishtin
Hearing Site: Newark, NJ
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| 12-04196 | 08/08/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Melissa A. Bevilacqua
Respondent(s): Gina Carosella
Respondent Lawyers(s): Christopher J. Carcich
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ
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| 13-00662 | 07/30/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Joseph L Gordon
Respondent(s): Emilio Valdes
Respondent Lawyers(s): Emilio Javier Valdes
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
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| 12-00862 | 07/29/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan Marmion Christensen
Respondent(s): Todd Leonhardt
Respondent Lawyers(s): Dennis J. Smith
Arbitrator(s): Alan Shaw, Patrick R. Westerkamp, Esq., Edward James O'Dowd
Hearing Site: Newark, NJ
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