| 18-03475 | 04/04/2019 | Claimant(s): Brockway Jones
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
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| 18-02633 | 02/25/2019 | Claimant(s): Gregory Powell
Claimant Lawyers(s): Joshua D. Jones
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): J. Maxwell Williams
Hearing Site: Birmingham, AL
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| 18-02813 | 02/20/2019 | Claimant(s): Dean Paugh
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
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| 18-01799 | 01/15/2019 | Claimant(s): Jay Higgenbotham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Frances Johnson Wright
Hearing Site: Birmingham, AL
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| 18-02867 | 01/15/2019 | Claimant(s): James Salem
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
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| 16-00910 | 01/03/2019 | Claimant(s): Valic Financial Advisors., Variable Annuity Life Insurance Company
Claimant Lawyers(s): Matthew I. Pendfield
Respondent(s): Brett Laferrera, Jessica Laferrera
Respondent Lawyers(s): Jessica Laferrera
Arbitrator(s): Steven P. Gregory, Roslyn Barbee, Cynthianther May
Hearing Site: Birmingham, AL
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| 18-01876 | 12/19/2018 | Claimant(s): Isaac Brown
Claimant Lawyers(s): Christopher E Thorsen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
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| 15-02079 | 10/23/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): S. Creekbaum
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Debra Black Leo, Charles Lange Clark, Emily Sides Bonds
Hearing Site: Birmingham, AL
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| 17-02145 | 09/25/2018 | Claimant(s): Brett LaFerrera
Claimant Lawyers(s): Brett Andrew LaFerrera
Respondent(s): Albert Johnson
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Donald Milo Helton, Debra Black Leo, Daniel T. Hull
Hearing Site: Birmingham, AL
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| 18-00396 | 09/24/2018 | Claimant(s): John Roussell
Claimant Lawyers(s): Donald F Winningham
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
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