Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-01346 | 09/20/2024 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Michael E. Rowe Respondent(s): Joseph Tiderencel Respondent Lawyers(s): Joseph Michael Tiderencel Arbitrator(s): Jim Geiger Hearing Site: Syracuse, NY | ||
| 22-01273 | 03/14/2023 | Claimant(s): Joseph Mrozienski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Syracuse, NY | ||
| 22-01649 | 02/16/2023 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): James V. Noblett Respondent(s): Frank Weiss Respondent Lawyers(s): Frank Corey Weiss Arbitrator(s): Michael J. Meeusen Hearing Site: Syracuse, NY | ||
| 22-00242 | 12/19/2022 | Claimant(s): Gregory McLean Claimant Lawyers(s): Stuart E. Finer Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Greg Curley, Esq. Arbitrator(s): Ira A. Auerbach Hearing Site: Syracuse, NY | ||
| 22-01654 | 12/15/2022 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): Gregory M. Curley Respondent(s): David Huhtala Respondent Lawyers(s): David Andrew Huhtala Arbitrator(s): Robert J. Scafuri Hearing Site: Syracuse, NY | ||
| 21-03093 | 06/23/2022 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Jeanette E. Dennis Respondent(s): Leo Vassallo Respondent Lawyers(s): Joshua A. Katz Arbitrator(s): Patrick R. Westerkamp Hearing Site: Syracuse, NY | ||
| 21-01524 | 02/04/2022 | Claimant(s): Dennis Coughlin Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Diane Ciccone Hearing Site: Syracuse, NY | ||
| 21-00514 | 11/23/2021 | Claimant(s): Matthew Champion Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jason Snyder Arbitrator(s): Jim Geiger, Thomas E. Webb, Francis Xavior Daumen Hearing Site: Syracuse, NY | ||
| 20-02772 | 10/01/2021 | Claimant(s): Kenneth Arellano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Robert J. Ambrogi Hearing Site: Syracuse, NY | ||
| 20-03361 | 08/13/2021 | Claimant(s): Kenneth Arellano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): John Francis Markuns Hearing Site: Syracuse, NY |