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FINRA Awards for Leo Vassallo

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0309306/23/2022Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jeanette E. Dennis
Respondent(s): Leo Vassallo
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Syracuse, NY

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