| 20-01727 | 11/04/2020 | Claimant(s): Christopher Simmons
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie S. Blickenstaff
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
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| 19-03112 | 04/09/2020 | Claimant(s): Bryan Hwang
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 19-03125 | 03/10/2020 | Claimant(s): Anthony Atrasz
Claimant Lawyers(s): Erica Harris
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie S. Blickenstaff
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
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| 19-00315 | 02/03/2020 | Claimant(s): Michael Bakos
Claimant Lawyers(s): Frances Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie Blickenstaff
Arbitrator(s): Robert E. Jenks
Hearing Site: San Diego, CA
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| 18-01151 | 01/23/2020 | Claimant(s): Garett Ceraso
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Joseph R. Brancaleone, Martin L. Feinberg, Susan Manca
Hearing Site: New York, NY
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| 19-02185 | 01/16/2020 | Claimant(s): Martin Cunningham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): John James McGovern
Hearing Site: Manchester, NH
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| 19-02157 | 01/03/2020 | Claimant(s): Charles Chan
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: New York, NY
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| 18-03624 | 11/18/2019 | Claimant(s): Brian Ramler
Claimant Lawyers(s): Robert A Klingler
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Frederick Ramos
Hearing Site: Cincinnati, OH
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| 19-00381 | 09/06/2019 | Claimant(s): Jeff Menning
Claimant Lawyers(s): Frances Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Herbert Liberman
Hearing Site: San Diego, CA
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| 18-01881 | 07/30/2019 | Claimant(s): Kim Ngo
Claimant Lawyers(s): Marc Schifanelli
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Lisa M. Bertain
Arbitrator(s): Peter J Cohen, George Herman Frisch, Stephen Laughlin Eddy
Hearing Site: Los Angeles, CA
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