Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02943 | 06/07/2012 | Claimant(s): Karsten Caviezel, Kelly Caviezel Claimant Lawyers(s): Terry A. Robinson Respondent(s): Morgan Stanley Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA | ||
| 11-00526 | 03/26/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Joseph Truglio Respondent Lawyers(s): Joseph Ted Truglio Arbitrator(s): Thomas R. Dreiling Hearing Site: Seattle, WA | ||
| 10-05416 | 02/17/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Terry James Respondent Lawyers(s): Terry E. James Arbitrator(s): Dean J. Dietrich Hearing Site: Seattle, WA | ||
| 10-00952 | 11/16/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Mark Graham Respondent Lawyers(s): Robert J. Girard, II Arbitrator(s): Robert M. Stein, Kevin I. Patrick, William R. Hickman Hearing Site: Seattle, WA | ||
| 11-01811 | 11/01/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica G. Klein Respondent(s): John Monaghan Respondent Lawyers(s): Al Van Kampen Arbitrator(s): Lawrence E. Little Hearing Site: Seattle, WA | ||
| 10-01749 | 08/17/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Ronald Barton Respondent Lawyers(s): Fredrick D. Huebner Arbitrator(s): Robert E. Meston, G. E. Craig Doupe, Lisa E. Schuchman Hearing Site: Seattle, WA | ||
| 10-04720 | 08/05/2011 | Claimant(s): Paul Jarvis Claimant Lawyers(s): Paul Victor Jarvis Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Erin Davenport Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 09-02224 | 07/18/2011 | Claimant(s): Wamu Investments. Claimant Lawyers(s): Christopher B. Wells Respondent(s): Dag Olov Brandfors, Joshua Hummel, Teresa Herrick Respondent Lawyers(s): Richard Brady Arbitrator(s): David W. Evans, Carl J. Carlson, Charles M. Ackerman Hearing Site: Seattle, WA | ||
| 10-05132 | 05/09/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Michael Maehl Respondent Lawyers(s): Michael Maehl Arbitrator(s): Thomas R. Dreiling Hearing Site: Seattle, WA | ||
| 10-04180 | 02/25/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Steven Hering Respondent Lawyers(s): Steven J Hering Arbitrator(s): G. E. Craig Doupe Hearing Site: Seattle, WA |