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FINRA Awards for William R. Hickman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0095211/16/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Mark Graham
Respondent Lawyers(s): Robert J. Girard, II
Arbitrator(s): Robert M. Stein, Kevin I. Patrick, William R. Hickman
Hearing Site: Seattle, WA
09-0099204/20/2010Claimant(s): Jean R. Christopherson - Wall IRA
Claimant Lawyers(s): David Gaba
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): G. E. Craig Doupe, Brian T. Applegate, William R. Hickman
Hearing Site: Seattle, WA
Checkmark Icon$95,150

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