| 15-00251 | 10/20/2015 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Nationwide Planning Associates Inc.
Respondent Lawyers(s): Michael J. Karalewich
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
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| 12-00057 | 05/15/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Frank Fava
Respondent Lawyers(s): Frank Jerry Fava
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
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| 12-01881 | 04/25/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Timothy Mcaloon
Respondent Lawyers(s): Timothy Joseph McAloon
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
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| 10-03909 | 09/27/2012 | Claimant(s): First Allied Securities.
Claimant Lawyers(s): Anne K. Yannakakis
Respondent(s): Douglas Bohrer
Respondent Lawyers(s): Douglas Bohrer
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
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| 11-03525 | 05/14/2012 | Claimant(s): Domestic Securities.
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): John Laresca
Respondent Lawyers(s): John Charles Laresca
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
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| 09-05562 | 05/05/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Ellen Sheridan-Cona
Respondent(s): Mitchell Kahn
Respondent Lawyers(s): Lawrence B. Khan
Arbitrator(s): Linda T. Pellegrino, Rick F. Suppa, Simone A. Muscarnera
Hearing Site: Newark, NJ
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| 08-04389 | 12/03/2010 | Claimant(s): Jeffrey Zage, Steven Zage, Financial Northeastern Securities.
Claimant Lawyers(s): Steven R. Klein
Respondent(s): Andrew Liebe, Eric Ratner, Evan Quinones, Gregory Taylor, Michael Kapp, Michele Giampietro, Phillip Auerbach, Jesup & Lamont Inc., Jesup & Lamont Securities Corp.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Linda T. Pellegrino, Robert S. Getman, AnnMarie Miller
Hearing Site: Newark, NJ
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| 08-03682 | 12/15/2009 | Claimant(s): Saxony Securities.
Claimant Lawyers(s): Christopher T. O'Connor
Respondent(s): Craig Langweiler
Respondent Lawyers(s): Craig G. Langweiler
Arbitrator(s): Linda T. Pellegrino, Joan M. Traub, Robert J. Gorgia
Hearing Site: Newark, NJ
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| 08-03853 | 07/31/2009 | Claimant(s): Bernard Cohen
Claimant Lawyers(s): David J. Butler
Respondent(s): Estate of Joseph Moreno
Respondent Lawyers(s): Jay Moreno
Arbitrator(s): Linda T. Pellegrino, Nicholas J. Chopey, Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | Expungement |
| 07-00534 | 06/23/2008 | Claimant(s): Thomas Mccarthy
Claimant Lawyers(s): Cindy D Salvo
Respondent(s): Financial Network Investment Corporation, Karoon Capital Markets.
Respondent Lawyers(s): Paul A. Lieberman, Thomas Vays
Arbitrator(s): Jeffrey Steinberg, Linda T. Pellegrino, Douglas John Baumann
Hearing Site: Newark, NJ
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