14-00846 | 05/26/2015 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Jonathan Sokolowski Respondent(s): James Clay Respondent Lawyers(s): James Randall Clay Arbitrator(s): Hugh J. Moore, David T. Maddux, Arthur L. Tepper Hearing Site: Nashville, TN
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09-03535 | 08/09/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania Facher Respondent(s): John Martfeld Respondent Lawyers(s): D. Westbrook Doss, Arbitrator(s): Royce Alan Burns, Donna J. Young, David T. Maddux Hearing Site: Little Rock, AR
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08-00463 | 04/27/2009 | Claimant(s): Stifel, Nicolaus & Company. Claimant Lawyers(s): Christie A. Moore Respondent(s): Thomas Polston Respondent Lawyers(s): Bruce D. Atherton Arbitrator(s): Patrick J. Burley, David T. Maddux, Anthony Ray Harris Hearing Site: Louisville, KY
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08-01157 | 01/14/2009 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Will Stute Respondent(s): Lance Cooper Respondent Lawyers(s): Lance Sloan Cooper Arbitrator(s): David T. Maddux Hearing Site: Birmingham, AL
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07-03339 | 05/29/2008 | Claimant(s): Vision Securities Inc. Claimant Lawyers(s): Martin P. Unger Respondent(s): Lewis Franklin Respondent Lawyers(s): Lewis Joseph Franklin Arbitrator(s): David T. Maddux Hearing Site: Nashville, TN
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07-00724 | 03/07/2008 | Claimant(s): Michael Bodino, Paul Westervelt, Coker, Palmer, Phillips & Mullen. Claimant Lawyers(s): E. Barney Robinson Respondent(s): Sterne, Agee & Leach. Respondent Lawyers(s): Patricia C. Diak Arbitrator(s): Frederick S. Duncan, David T. Maddux, Kenneth I. Daniels Hearing Site: Jackson, MS
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