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FINRA Awards for David T. Maddux

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0419407/09/2010Claimant(s): Brad Maley, Charles Poole, Ed Holmes, Larry Bagley, Rick Alexander
Claimant Lawyers(s): Lee Bowie
Respondent(s): MF Global.
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Earle J. Schwarz, David T. Maddux, Chadwick L. Shook
Hearing Site: Jackson, MS
Checkmark Icon$0
07-0309409/22/2008Claimant(s): Samuel Cole dba csafinancials.com
Claimant Lawyers(s): Samuel Cole
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Steven P. Gregory, David T. Maddux, Frank E. Barnett
Hearing Site: Nashville, TN
Checkmark Icon$0
05-0555306/09/2008Claimant(s): William C. and Jeneanne C. Hyatt
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Rosemarie L. Bryan, David T. Maddux, Ronelle W. Genser
Hearing Site: Atlanta, GA
Checkmark Icon$30,695
06-0519703/05/2008Claimant(s): Billy Willoughby, Carol Morford, Clay Faulconer, Edward Graham, Helen Phillips, James Hellard, James Phillips, Jimmie Embry, Luster Palmer, Marcia Hicks, Richard Shelton, Robert McDonnell
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): Byron Holley, A.G. Edwards & Sons.
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): Bill Swinford, John P. McShane, David T. Maddux
Hearing Site: Louisville, KY
Checkmark Icon$497,071

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