Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-00151 | 08/04/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Thomas Jones Respondent Lawyers(s): Thomas Marshall Jones Arbitrator(s): Robert H. Putnam Hearing Site: Houston, TX | ||
| 10-05001 | 06/23/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Kyle Hannah Respondent Lawyers(s): Kyle Hannah Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX | ||
| 11-00101 | 06/23/2011 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Owen P. McGill Respondent(s): David Naefke Respondent Lawyers(s): David Naefke Arbitrator(s): William S. Hopkins Hearing Site: Houston, TX | ||
| 09-04663 | 06/21/2011 | Claimant(s): Robert Bagby Claimant Lawyers(s): Robert L. Bagby Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Thomas D. Cordell Arbitrator(s): Eli Bensky, Charles A. Bankston, Maurice J. Fallas Hearing Site: Houston, TX | ||
| 11-00400 | 06/13/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Donald R. Littlefield Respondent(s): John Sork Respondent Lawyers(s): John Sork Arbitrator(s): Thomas D. Nagle Hearing Site: Houston, TX | ||
| 10-01881 | 05/24/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Edward G. Winsman Respondent(s): Stephen Long Respondent Lawyers(s): Stephen C. Long Arbitrator(s): John A. Davis Hearing Site: Houston, TX | ||
| 10-05045 | 05/19/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Alma Alcoser Respondent Lawyers(s): Freddy B. Ruiz Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX | ||
| 10-03294 | 04/27/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Kevin Mccoy Respondent Lawyers(s): Kevin M. Mccoy Arbitrator(s): Robert H. Putnam Hearing Site: Houston, TX | ||
| 10-05227 | 04/27/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fischer Respondent(s): Ben Rosenberg Respondent Lawyers(s): Ben Elliot Rosenberg Arbitrator(s): Michael J. Ahlstrom Hearing Site: Houston, TX | ||
| 09-02124 | 04/08/2011 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jack D. Ballard Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Joseph A. Dougherty Arbitrator(s): Frank M. Romano, William M. Lacy, Charles S. Chester Hearing Site: Houston, TX |