Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00901 | 10/27/2020 | Claimant(s): James Neuenschwander Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanders Morris Harris. Respondent Lawyers(s): Steve Mangold Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-01127 | 10/12/2020 | Claimant(s): Dustin Elliott Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 20-00354 | 10/01/2020 | Claimant(s): Michael Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-01159 | 07/29/2020 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Patrick J. Bradley Respondent(s): Roger Graham Respondent Lawyers(s): Roger Ainsworth Graham Arbitrator(s): Michael Louis Goldstone Hearing Site: Houston, TX | ||
| 19-03758 | 07/24/2020 | Claimant(s): Dax McCraken Claimant Lawyers(s): Joelle A Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebish Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX | ||
| 19-03802 | 06/26/2020 | Claimant(s): Nicholas Erwin Claimant Lawyers(s): Therese L. Surprenant Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 20-00211 | 06/08/2020 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Gregory M. Curley Respondent(s): David Hergert Respondent Lawyers(s): Charles H. Peckham Arbitrator(s): Jude A Smith Hearing Site: Houston, TX | ||
| 20-00056 | 05/04/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Theodore R. Bynum Respondent(s): Timothy Murphy Respondent Lawyers(s): Timothy Matthew Murphy Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 19-02767 | 04/17/2020 | Claimant(s): Bradley Bowman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 19-03609 | 04/03/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jack D. Ballard Respondent(s): Juan Uribe Respondent Lawyers(s): Juan Uribe Arbitrator(s): Raymond C. Kerr Hearing Site: Houston, TX |