Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03073 | 03/25/2021 | Claimant(s): Robert Mabe Claimant Lawyers(s): Brian Luther Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX | ||
| 20-01040 | 03/24/2021 | Claimant(s): Arturo Torres Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Usaa Investment Services Company Respondent Lawyers(s): Sarah Moffett Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02202 | 03/24/2021 | Claimant(s): Scott Tiras Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02938 | 03/23/2021 | Claimant(s): William Young Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-03114 | 03/22/2021 | Claimant(s): Darrell Pennington Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 20-02589 | 03/19/2021 | Claimant(s): Ritchy Scoggin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX | ||
| 20-02554 | 03/15/2021 | Claimant(s): Becky Mathre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-02900 | 03/11/2021 | Claimant(s): Christopher Larochelle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 19-02368 | 03/05/2021 | Claimant(s): Daniel Dillard Claimant Lawyers(s): Bogdan Rentea Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Carlton A. Butler, Michael S. Yauch, Mark Ritchie Hearing Site: Houston, TX | ||
| 20-01479 | 02/04/2021 | Claimant(s): Howard Lorch, Patricia Bonnot Claimant Lawyers(s): Steven J. Berry Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Esq., Jennifer E. Novoselsky Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX |