24-01631 | 11/29/2024 | Claimant(s): Rafael Friederichsen Claimant Lawyers(s): Rafael A. Friederichsen Respondent(s): BBVA Securities Inc. Respondent Lawyers(s): John O. Lukanski Arbitrator(s): David Aaron DeSoto, John Ryan, Harry Tharp Hearing Site: Houston, TX
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22-01627 | 11/19/2024 | Claimant(s): Scott Branson Claimant Lawyers(s): Scott Lake Branson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Stephanie E. Simmons, Monica Moya, Cary Valden Sorensen Hearing Site: Houston, TX
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24-00283 | 10/21/2024 | Claimant(s): Brian Bova Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cabot Lodge Securities LLC Respondent Lawyers(s): James Baehr Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX
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22-01026 | 09/18/2024 | Claimant(s): Craig Severin Claimant Lawyers(s): Craig Alan Severin Respondent(s): Wesley Garner Respondent Lawyers(s): Donna K. McElroy Arbitrator(s): Daniel J. Pagnano, Brian James Tagtmeier, Francis Joseph Bourgeois Hearing Site: Houston, TX
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23-03262 | 09/04/2024 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Bryan Hicks Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX
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22-01311 | 08/22/2024 | Claimant(s): Alexander Apelles Claimant Lawyers(s): Alvin Adjei Respondent(s): Edward Jones Respondent Lawyers(s): Ryan Swink Arbitrator(s): John (Chris) Melton, Platt W. Davis, Elena Dilorio Hearing Site: Houston, TX
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23-02735 | 08/21/2024 | Claimant(s): Mark Kemp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): McNally Financial Services Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-02768 | 08/09/2024 | Claimant(s): Francis Amsler, Marc Laborde Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-02972 | 08/09/2024 | Claimant(s): Keith Patterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Securities America., Investacorp Inc. Respondent Lawyers(s): Adam Kauff, Jennifer R. Cox Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-00386 | 08/02/2024 | Claimant(s): Steward Partners Investment Solutions Claimant Lawyers(s): Michael T. Roche Respondent(s): Colton Jacob Respondent Lawyers(s): Robert E. Linkin Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX
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