| 19-03165 | 11/09/2020 | Claimant(s): Christopher Prassas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pershing LLC, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein, Joan Schwartz
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 17-03124 | 02/04/2019 | Claimant(s): Dominick & Dickerman LLC
Claimant Lawyers(s): George O. Richardson
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jane L. Myers
Arbitrator(s): Stanley F. Meyerson, Carl A. Goldman, Emily M. Altman
Hearing Site: New York, NY
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| 14-01061 | 02/23/2016 | Claimant(s): Rochdale Securities LLC
Claimant Lawyers(s): Aaron Romney
Respondent(s): Daniel Crowley, Pershing LLC
Respondent Lawyers(s): Christopher J. Major, Daniel R. Korb
Arbitrator(s): Paul Bennett Marrow, Michele S. Riley, Raymond A. Urci
Hearing Site: New York, NY
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| 13-00287 | 07/09/2015 | Claimant(s): Guy Gregoire
Claimant Lawyers(s): David A. Gehn
Respondent(s): Pershing LLC, BNY Mellon Capital Markets
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Thomas Caiaffa, Martin A. Edelstein, Keely D. Parr
Hearing Site: New York, NY
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| 14-02003 | 03/04/2015 | Claimant(s): Jennifer Miller, John Bonfiglio, Lorene Hobgood, Randy Bellelo, Richard Smith, Sandra Leblanc, Cat Island Conservancy, Louis Mechanical Contractors., On-Site Concrete, Angela K. Bonfiglio, IRA, Daniel J. Bonfiglio, Danny R. Myers, Debrah M. Sledge, Donal B. Bahrenburg, Guy W. Sledge, Jack O. Marshall, Jr., Judith L. Anderson, Kathryn M. Roberts, Thomas H. Newland, Carroll Mayer Jr. or Berta Mayer, et al
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Pershing LLC
Respondent Lawyers(s): Elizabeth Edwards
Arbitrator(s):
Hearing Site: New Orleans, LA
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| 12-02477 | 11/27/2013 | Claimant(s): Michael Roy
Claimant Lawyers(s): Keith A. MacDonald
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jed L. Marcus
Arbitrator(s): John A. Goc, B. John Dill, David B. Beizer
Hearing Site: Boston, MA
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| 11-00079 | 04/27/2012 | Claimant(s): Euro Pacific Capital.
Claimant Lawyers(s): Peter D. Schiff
Respondent(s): Pershing LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Thomas F. Ryan, Daniel Baruch Lidawer, Jeffrey L. Durkes
Hearing Site: Chicago, IL
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| 08-02336 | 10/11/2010 | Claimant(s): Pershing LLC
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Douglas Green
Respondent Lawyers(s): Douglas Green
Arbitrator(s): Douglas E. DeTata, John J. Fitzpatrick, Suzanne M. Stuckwisch
Hearing Site: San Francisco, CA
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