Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00715 | 08/16/2023 | Claimant(s): Hector Gongora Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Advanced Equities. Respondent Lawyers(s): Byron Crowe Arbitrator(s): Anthony Marchese, Susan C Lushing, Evdokia Sofos Hearing Site: New York, NY | ||
| 22-02743 | 05/11/2023 | Claimant(s): John Azzara Claimant Lawyers(s): Grant Lally Respondent(s): BNP Paribas Securities Corp. Respondent Lawyers(s): Daryl Leon Arbitrator(s): Evdokia Sofos Hearing Site: New York, NY | ||
| 22-00054 | 08/17/2022 | Claimant(s): Robert Rotunno Claimant Lawyers(s): Christopher D. Warren Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Seth T. Taube, Evdokia Sofos, Ellyn S. Roth Hearing Site: New York, NY | ||
| 20-02228 | 12/23/2020 | Claimant(s): Joseph Dimauro Claimant Lawyers(s): Brittany Weiner Respondent(s): Equitable Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Evdokia Sofos Hearing Site: New York, NY | ||
| 17-01907 | 04/19/2018 | Claimant(s): Jason Katz Claimant Lawyers(s): Amy Beth Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Harvey Barrison, Edward Baer, Evdokia Sofos Hearing Site: New York, NY | ||
| 07-01269 | 03/20/2008 | Claimant(s): Daniel Morris Claimant Lawyers(s): Steven B. Caruso Respondent(s): Jeff Margolis, Aurora Capital LLC Respondent Lawyers(s): G. Robert Abrams, Jeff Eliot Margolis Arbitrator(s): Richard L. Herzfeld, Evdokia Sofos, Jonathan P. Russell Hearing Site: New York, NY |