| 16-01134 | 11/01/2016 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Kay Oskvig
Respondent(s): Russell Sadler
Respondent Lawyers(s): Russell Leo Sadler
Arbitrator(s): Frank Sanclemente
Hearing Site: Boston, MA
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| 12-02752 | 05/21/2014 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jonathan Kramer
Respondent(s): John Mazzarella
Respondent Lawyers(s): John Fredrick Mazzarella
Arbitrator(s): Sheldon Seligsohn
Hearing Site: Philadelphia, PA
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| 12-03623 | 04/28/2014 | Claimant(s): Deanna Buchholz
Claimant Lawyers(s): Jody L. Winter
Respondent(s): Cambridge Investment Research Advisors,, Cambridge Investment Research.
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Richard J. Stall, Robert Dean McKinley, Brant Jackson Griffin
Hearing Site: Los Angeles, CA
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| 13-03024 | 04/28/2014 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jonathan Kramer
Respondent(s): Thomas Fletcher
Respondent Lawyers(s): Thomas A. Fletcher
Arbitrator(s): William J. Hirsch
Hearing Site: Philadelphia, PA
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| 13-01224 | 10/25/2013 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Andrew J. Dorman
Respondent(s): Richard Sandru
Respondent Lawyers(s): Richard Patrick Sandru
Arbitrator(s): John W. Eichleay
Hearing Site: Cleveland, OH
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| 12-01115 | 08/09/2013 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Thomas Rittenburg
Respondent(s): Henry Korngut
Respondent Lawyers(s): James A. Hughes
Arbitrator(s): Michael J. Fish
Hearing Site: San Francisco, CA
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| 12-03569 | 06/12/2013 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jonathan Kramer
Respondent(s): Robert Johnson
Respondent Lawyers(s): Robert Leland Johnson
Arbitrator(s): Alvin S. Milder
Hearing Site: Los Angeles, CA
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| 12-03268 | 03/27/2013 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Carrie L Lathrop
Respondent(s): Timothy Sobolewski
Respondent Lawyers(s): Joanne A. Schultz
Arbitrator(s): Christopher C. Willett
Hearing Site: Buffalo, NY
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| 12-02615 | 03/04/2013 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Seth A. Miller
Respondent(s): Christopher Pierce
Respondent Lawyers(s): Christopher Edward Pierce
Arbitrator(s): Thomas J. Ray
Hearing Site: Kansas City, MO
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| 11-02800 | 01/27/2012 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Seth A Miller
Respondent(s): Candice Hutton
Respondent Lawyers(s): Candice Joy Hutton
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
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