FINRA Awards for Craig A. Riha

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Displaying 31-38 out of 38 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01059	11/09/2023	Claimant(s): Mark Romaine Claimant Lawyers(s): Craig A. Riha Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Mark A. Pratzel Arbitrator(s): Susan Manca Hearing Site: New York, NY
23-00547	11/06/2023	Claimant(s): Ray Anthony San Pedro Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Denise L. Quarles, Michele S. Riley, Joanne Sari Feld Hearing Site: New York, NY
23-00406	10/19/2023	Claimant(s): Christopher Ortiz Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Leona Beane, Gerald M. Levine, Matthew Anthony Tenteromano Hearing Site: New York, NY
23-00219	09/22/2023	Claimant(s): Joseph Gileno Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Jill Pilgrim, Adam B. Lass, Elena Fast Hearing Site: New York, NY
21-01889	03/21/2022	Claimant(s): Christopher Bond Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY
21-00026	03/14/2022	Claimant(s): National Securities Corporation, Forte Capital Group Claimant Lawyers(s): Craig A. Riha Respondent(s): Harold Ramsey Respondent Lawyers(s): Harold B. Ramsey Arbitrator(s): Chandler R. Bridges Hearing Site: Atlanta, GA
20-01902	11/12/2021	Claimant(s): Ray Anthony San Pedro Claimant Lawyers(s): Craig A. Riha Respondent(s): Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Samson Arbitrator(s): Steven Gary Leventhal Hearing Site: New York, NY
20-03766	09/23/2021	Claimant(s): Christopher Bond Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily Hayes Arbitrator(s): Steven J. Petrie, Anna M. Fanelli, Royce Russell Hearing Site: New York, NY