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FINRA Awards for Boca Raton, FL

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Displaying 481-490 out of 622 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0060609/25/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Moncef Bennaji
Respondent Lawyers(s): Michael Moran
Arbitrator(s): Robert A. Sauerberg
Hearing Site: Boca Raton, FL
13-0049309/20/2013Claimant(s): America's Choice Equities LLC
Claimant Lawyers(s): Ralph A. Principe
Respondent(s): Michael Moore
Respondent Lawyers(s): Michael Todd Moore
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
13-0099309/20/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Mark Burnam
Respondent Lawyers(s): Mark T. Burnam
Arbitrator(s): Lawrence M. Green
Hearing Site: Boca Raton, FL
12-0413209/12/2013Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Dimitrios Koutsoubos
Respondent Lawyers(s): Dimitrios Koutsoubos
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
13-0022807/08/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Emmanuel Kouyoumdjian
Respondent Lawyers(s): Emmanuel Kouyoumdjian
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
12-0312405/16/2013Claimant(s): Sean Fetterman
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Ben Pivnick, Ben Pivnick as trustee Revocable Living
Respondent Lawyers(s): Ben Pivnick
Arbitrator(s): Mary H. Cory, Marie G. Peterson, Harold S. Stern
Hearing Site: Boca Raton, FL
Expungement
12-0301005/15/2013Claimant(s): Edo Smidtsrod
Claimant Lawyers(s): Edo Smidtsrod
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Ali Sabetghadam
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
12-0358105/15/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Richard Rosen
Respondent Lawyers(s): Richard Lawrence Rosen
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
12-0264905/02/2013Claimant(s): Sean Fetterman
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Karin Fowler
Respondent Lawyers(s): Bradford M. Gucciardo
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
Expungement
11-0421604/17/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Christopher Hickman
Respondent Lawyers(s): Mark Hanna
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL

622 Results

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