| 13-02204 | 12/17/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jennifer R. Ewing
Respondent(s): Angelo Rannazzisi
Respondent Lawyers(s): Angelo Rannazzisi
Arbitrator(s): Steven Ira Weinberger
Hearing Site: Boca Raton, FL
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| 12-03910 | 12/03/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): David Kraft
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL
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| 12-02874 | 11/21/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Douglas Warstler
Respondent Lawyers(s): Douglas William Warstler
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
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| 13-01830 | 11/14/2013 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): Glenn Karant
Respondent Lawyers(s): Glenn Howard Karant
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
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| 13-01029 | 11/08/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Rebecca Swenson
Respondent(s): Lynn Blankenberger
Respondent Lawyers(s): Lynn Blankenberger
Arbitrator(s): Frances D. Sheehy, Howard Bernstein, Doug Campbell
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-01682 | 11/06/2013 | Claimant(s): America's Choice Equities LLC
Claimant Lawyers(s): Ralph A. Principe
Respondent(s): Andrew Rosenbaum
Respondent Lawyers(s): Andrew Scott Rosenbaum
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 12-03386 | 11/04/2013 | Claimant(s): Terry Barnhardt
Claimant Lawyers(s): Jonathan T Lieber
Respondent(s): Bruce Olmstead, Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J Biard, Michael J. Lang
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
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| 13-01285 | 10/18/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Joseph Krauszer
Respondent Lawyers(s): Michael D. Kennedy
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
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| 13-01597 | 10/10/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
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| 12-03266 | 10/08/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Emmanuel Kouyoumdjian
Respondent Lawyers(s): Emmanuel Kouyoumdjian
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
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