| 21-02061 | 09/22/2022 | Claimant(s): Sandra Edwards
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 16-02946 | 08/29/2022 | Claimant(s): David Krunch Kloberdanz
Claimant Lawyers(s): Steven Gomberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): James R. McGuone, James C. Hoover, Jeffrey Prather Adams
Hearing Site: Atlanta, GA
| | |
| 20-02509 | 04/05/2021 | Claimant(s): Erik Bjerke
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 20-03252 | 04/01/2021 | Claimant(s): Gregory Katulka
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Kathryn D. Perreault
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 20-02335 | 03/03/2021 | Claimant(s): Bernard Breton
Claimant Lawyers(s): Michael Nagy
Respondent(s): Cetera Advisors
Respondent Lawyers(s): David Feldstein
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 20-02168 | 12/09/2020 | Claimant(s): B. Riley Wealth Management
Claimant Lawyers(s): Michael Markunas
Respondent(s): Jason Parker
Respondent Lawyers(s): Jason Brent Parker
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 20-00057 | 11/11/2020 | Claimant(s): Michael Wiercinski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): James C. Hoover
Hearing Site: Charlotte, NC
| | |
| 18-00102 | 04/15/2020 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Eric Wilson, Lee Jordan, Michael Carbajal, William Schroth
Respondent Lawyers(s): Craig Kuglar, George L. Guerra
Arbitrator(s): Barbara Black, James C. Hoover, Karen M Kassouf
Hearing Site: Atlanta, GA
| | |
| 19-02546 | 03/26/2020 | Claimant(s): Scott Tittle
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Edward Jones, Wells Fargo Clearing Services
Respondent Lawyers(s): Darren Goodman, Deirdre Wolff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 19-00697 | 02/12/2020 | Claimant(s): Charles Goldberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
